Top Risk and Compliance Solution Companies - Risk and Compliance Companies
Continuity: Facilitating Compliance And Risk Management  For Financial Institutions

Top 10 Risk and Compliance Solution Companies - 2021

The sudden outburst of events in the wake of Covid19 has placed new priorities and responsibilities on the shoulders of risk and compliance professionals, creating highly visible opportunities for them to lead their organizations confidently into 2021. Today, the uptake of emerging technologies such as AI/ML and the cloud is bringing substantial business benefits to risk and compliance solutions and allowing leaders to create new vulnerabilities. In that regard, the rise in cybersecurity incidents and data breaches, the onslaught of novel and sophisticated financial crimes, the increase in the obsolescence of legacy IT, and the growing dependence on third-party service providers are augmenting operational risk capabilities for financial institutions. Besides, to enable enterprises in their risk and compliance functions by delivering real-time data, leading-edge technology, and human intelligence, several third-party firms are conducting diligence checks and scanning for green crime scenarios.

Keeping in mind such drastic transitions, we have compiled this issue of Banking CIO Outlook in order to assist organizations in the task of finding accomplished solution providers to help them navigate the risk and compliance realm. In this edition, we have listed Top 10 Risk and Compliance Solution Providers 2021 to highlight the enterprises that can escalate the chances of your growth. Equipped with innovative technological capabilities, these enlisted solution providers are transforming the risk and compliance paradigm at the cloverleaf of various disruptive technologies. Besides, the magazine comprises insights from subject-matter experts, CIOs, and CXOs in the risk and compliance sector on the latest industry trends, best practices, recent innovations, and highlights their expertise. We hope this issue of Banking CIO Outlook helps you build the partnership you and your organization need to foster an environment driven by robust and efficient technology.

We present to you Banking CIO Outlook’s, “Top 10 Risk and Compliance Solution Providers - 2021”

    Top Risk and Compliance Solution Companies

  • Founded in 2008, Continuity is a leading provider of Regulatory Technology (RegTech) solutions that automate compliance and risk management for financial institutions of all sizes. By combining regulatory expertise and cloud technology, the company provides a proven way to reduce regulatory burden and mitigate compliance risk in an efficient and cost-effective platform. At its core, the Continuity platform works as a unified set of solutions offering an Enterprise Risk Management (ERM) and compliance management system (CMS) solution which are designed to make risk and compliance a seamless part of how financial organizations operate

  • PLUS TI is software development firm for financial crime and process optimization solutions with a long industry trajectory and a hardened commitment to a safer financial world. The Monitor Plus portfolio focuses on adaptive, real-time monitoring of financial and non-financial transactions by combining advanced AI techniques with expert knowledge for comprehensive and low friction analysis as well as defense. Its products offer coverage for fraud prevention and control, auditing, GRC - risks and opportunities management, compliance, forex and trade finance and business

  • RegEd offers compliance education and training, compliance and risk management and licensing and registration solutions and services. With over 400 enterprise clients, RegEd's solutions allow financial services firms to efficiently comply with federal, state, FINRA and other regulations impacting broker-dealers, insurance companies and insurance brokers. Founded in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, business process automation, automated validations, regulatory intelligence, and compliance dashboards. The aggregate drives the highest levels of operational efficiency and allows its clients to cost-effectively comply with regulations and continuously mitigate risk

  • StarCompliance is a provider of compliance and regulatory solutions for the financial services industry. It offers compliance software with a focus on global regulations including, but not limited to, SEC, FCPA, FCA, FINRA, UK Bribery Act, and MiFID regulations. Their solutions offer an entirely configurable platform that manages the complex and burdensome processes associated with managing employee conflicts of interest, connecting all areas and offering a 360-degree view of all employee behavior and activity

  • Yodek Services provides market-leading compliance, credit risk, and lending solutions that enable clients to think bigger and grow their businesses while controlling risk and risk

  • Camms


    CAMMS develops, implements and supports a world leading integrated suite of Corporate Performance Management (CPM) and Business Intelligence (BI) solutions to allow companies to plan, execute as well as drive their business from strategy to reality. Established in Adelaide in 1996, CAMMS is an IT success story that has been created from a foundation of specialist domain knowledge, practical performance management implementation as well as strong executive level "on the ground" experience

  • LogicManager


    LogicManager, and built the LogicManager platform on patent-pending Taxonomy technology, built to revolutionize how organization’s approached risk management. Since 2005, LogicManager’s risk management platform and mentoring services has given a foundation for ERM programs to thousands of organizations across the world. LogicManager’s success is created on three core values risk management expertise, customer satisfaction, and cost efficient innovation

  • MetricStream


    MetricStream software offers solutions for quality management, risk management, regulatory compliance, and corporate governance. MetricStream enterprise solutions are utilized by leading corporations in diverse industries such as medical device, high tech manufacturing, pharmaceutical, energy, healthcare, financial services, manufacturing, food andbeverages and automotive to manage quality processes, regulatory and industry-mandated compliance and corporate governance initiatives. MetricStream's product portfolio includes a suite of applications based on the patent-pending Enterprise Compliance Platform (ECP). The applications are tailored to manage compliance with quality standards, industry risk programs, regulations, and corporate policies

  • OneTrust


    OneTrust provides privacy management and marketing compliance technology that helps organizations comply with global regulations. It automates privacy impact assessments and data inventory mapping, enforces risk remediation actions as well as triggers recurring audits for continuous compliance monitoring across employee, customer, and vendor datatransfers. Its web-based software can be accessed on any device and offers a single place for a private office to collaborate with vendors, business groups, and trusted advisors managing privacy risks. The result is the capability of demonstrating privacy by design and present compliance with policies, data privacy laws (GDPR, BCR, Privacy Shield), and other privacy frameworks (HITECH, GAPP, ISO, APEC)

  • Optial


    Optial is a provider of advanced IT solutions for Audit, Governance, Compliance, Risk, and Environmental, Health & Safety. Headquartered in London, UK, the company has across the world. Its deployment options include on-premise and global hosting